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Law Offices of David Harrison

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Category: Raiding

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Category: Raiding

  • Home
  • Practice Areas
    • Up-Front Bonus Cases
    • Expunge Customer Complaints & Improper Reportings
    • FINRA Proceedings
    • Wrongful Termination
  • Areas of Interest
    • Articles
  • Blog
  • About Us
  • Contact Us

Category: Raiding

What is “Raiding?”

January 18, 2017 dshesq

A FINRA arbitration panel ordered securities brokerage firm, Robert W. Baird & Co. to pay Wells Fargo Advisors $23 million for…

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Posted in: Raiding, Stockbroker Filed under: raiding, stockbroker, stockbroker compensation, stockbroker employment

Contact Us

  • Email
    dh@FinraStockbrokerAttorney.com
  • Phone
    (310) 499-4732
  • Fax
    (310) 861-5444
  • Address
    9454 Wilshire Boulevard
    Suite 303
    Beverly Hills, CA 90212

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